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... around an investment company. The investment company hires the investment advisors and appoints the custodian. It might also be the principal distributor of...
分類:商業及金融 > 其他 - 商業及金融 2013年06月29日
...僱員, 另1位是前僱員, 異口同聲, 未聽聞這間公司的名字 - HSBC NF Investment Advisers Limited。 筆者不能給予閣下一個確切的答案, 原因之一, HSBC旗下...
分類:商業及金融 > 其他 - 商業及金融 2010年09月10日
...(証監會)type 4的牌照)所發表的意見時,卻可自保脫身。若自稱是投資顧問( investment adviser )而冇SFC(証監會)type 4的牌照又進行提供投資意見。這樣便逃不過冇牌...
.... or HKRFP or ChFP 等才能應用。若加上SFC的type 4 ( investment adviser )便可給投資意見而增加方便和令客戶相信你有料到做 investment adviser ...
... roles Roles similar to that of a stockbroker include investment advisor , and financial advisor . A stockbroker may or may not be also an investment advisor , and...
... (Master of Business Administration) and certify as Investment Adviser in the first place. That is good to be a fund manager, but for...
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